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Sebi penalty News

20 Aug 2019

Sebi brings stricter penalty for non-compliance of norms

A Sebi circular prescribes a penalty of Rs 20,000 per day on those listed companies which fail to comply with certain provisions of the ICDR.

20 Jun 2019

Sebi fines six entities Rs 31 lakh for fraudulent trading in BSE stock options

Sebi had conducted an investigation between April 2014 and September 2015 into the trading activities of several entities that were suspected to be entering into non-genuine trades in illiquid stock options.

11 Sep 2018

Sebi imposes Rs 1.5-crore fine on 34 entities for fraud trade

These fine varies from Rs 2 lakh to Rs 8 lakh.

13 Aug 2018

Sebi comes out with list of 1,677 defaulters

The defaulters include individuals as well as companies that failed to pay fines for various offences related to the securities market.

08 May 2015

Sebi restrains three firms from raising fresh funds

Finding alleged violation of norms, Sebi on Friday barred three firms and their senior executives from raising fresh funds till further directions.

Listed companies

25 Mar 2015

Listed companies to disclose specific details on frauds

Listed companies will soon have to provide specific details of any fraud, including its financial impact, by its executives as part of stringent disclosure norms finalised by capital markets regulator Sebi.

26 Feb 2015

DLF IPO disclosure case: SEBI imposes Rs 86-cr penalties

In the biggest-ever penalty in a single case, SEBI Thursday slapped fines totalling Rs 86 crore on realty giant DLF, its top executives, their family members and various other related entities for entering into "sham transactions" to mislead IPO investors about eight years ago.

30 Jan 2015

Sebi bars Megasys Medi from raising funds via securities

Capital markets regulator Sebi has restrained West Bengal-based Megasys Medi Life Ltd from raising funds through issuance of securities besides barring the company as well as their directors from the stock market.

Kotak Mahindra Capital

28 Nov 2014

Sebi fines 6 merchant banks for disclosure lapses in CARE IPO

The six merchant banks have been asked to pay a fine of Rs 1 crore -- the maximum penalty applicable for violation of disclosure related norms in IPO documents -- within 45 days.

Kotak Mahindra Capital

28 Nov 2014

Sebi imposes Rs 1 crore fine on six merchant bankers

The merchant bankers fined by Sebi are Kotak Mahindra Capital, DSP Merrill Lynch, Edelweiss, ICICI Sec, IDBI Capital Market and SBI Cap.

10 Oct 2014

AGMs cannot be 'chai-samosa' parties: Sebi Chairman

Stressing on a need for better governance practices at listed companies, U K Sinha said things are changing for good.

10 Oct 2014

Special court to hear Sebi matters likely soon

The Act is part of the government and regulators' efforts to tighten the noose around fraudsters.

03 Oct 2014

Sebi fines Rs 20 lakh on 17 entities in Ahlcon case

The case relates to 5.45 percent stake acquisition by Ahlcon Parenterals' promoters together with persons acting in concert (PACs) in the firm during 2009-10.

02 Sep 2014

Sebi slaps Rs 50 lakh fine on Mercury Fund Management

Capital market watchdog Sebi Tuesday slapped a penalty of Rs 50 lakh on Mercury Fund Management Company for fraudulent trading in Gennex Laboratories shares.

28 Aug 2014

Sebi imposes Rs 44 lakh fine on two brokers

Market watchdog Sebi today slapped a total fine of Rs 44 lakh on two individuals for fraudulent trading in the shares of SKS Logistics as well as violating brokers norms.

12 Aug 2014

Sebi slaps Rs 31 lakh fine on 3 persons for fraudulent trades

Sebi had conducted an investigation into the trading in shares of the four companies for the period January 1, 2009 to August 31, 2009.

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